This book is drafted in a style of common law textbook, just like those using in the law schools of USA, but with typical Chinese securities cases and laws. It covers the general introduction of Chinese securities laws on securities issuance, transactions, institutions, regulatory and legal liabilities for illegal practices.
Table of Contents
Chapter One General Introduction of Chinese Securities Law Case: Hu Zhenzhu v. Shanghai Stock Exchange Chapter Two Issuance of Securities Section 1 Issuance of Stock, Bond or Other Securities Case: Chen Mingang v. Shanghai Perfection Nanometre New Material Co., Ltd Section 2 Underwriting of Securities Case: Guosen Securities Co., Ltd. v. Xiyi Co., Ltd. and Xiyi Group Co. Ltd Chapter Three Transactions in Securities Section 1 Listing of Securities Case: HKEx Listing Decision on VIE Structure Section 2 Acquisitions of Listed Companies Case: Case Re Hostile Takeover of Ewushang Section 3 Disclosure oflnformation Case: Tu Miaolong v. SinoPlatinum Metals Co., Ltd Chapter Four Securities Institutions Section 1 Stock Exchange Case: Chen Yutian v. Haitong Securities Co., Ltd., et al Section 2 Securities Companies Case: Chen Shanghai Kangding Road Securities Sales Department,Hongyuan Securities Co., Ltd Section 3 Securities Registration and Clearing Institutions Case: China Machinery & Electronic Products of Exports Investment Co., Ltd Minfa Securities Co., Ltd. & China Securities Depository and Clearing Corporation Limited Section 4 Securities Trading Service Institutions Case: Xiao Xianbai v. Hisense Kelon Electrical Holdings Co., Ltd. and Deloitte Touche Tohmatsu CPA Ltd Chapter Five Securities Regulation Section 1 China Securities Regulatory Commission Case: Ding Liye v. China Securities Regulatory Commission Section 2 SelfRegulatory Bodies Case: Zhang Yiyong v. Shanghai Securities Central Registration and Clearing Corporation & Shanghai Stock Exchange Chapter Six Legal Liabilities for Illegal Practices Section 1 Insider Trading Case: Chen Zuling v. Pan Haishen Section 2 Market Manipulation Case: Xie Xuefen v. Cheng Wenshui & Liu Yanze Section 3 False Statement Case: Fan Meij uan v. Huawen Media Investment Corporation References
