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Basic Theory of Finite Element Method

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Table of Contents
Chapter 1 Introduction of Finite Element Method 1
1.1 Development Process of Finite Element Method 1
1.2 Computation Procedure of Finite Element Method 3
1.3 Main Contents of the Book 4
1.4 Exercises 5
Chapter 2 Fundamentals of Elasticity Mechanics 6
2.1 Displacements 7
2.2 Strains 8
2.3 Stresses 8
2.4 Geometric Equations 9
2.5 Constitutive Equations 10
2.6 Equilibrium Equations 12
2.6.1 Three-Dimensional Problems 12
2.6.2 Two-Dimensional Plane Stress and Strain Problems 13
2.6.3 Two-Dimensional Axisymmetric Problems 13
2.7 Boundary Conditions 13
2.8 Exercises 14
Chapter 3 Weak Form of Equivalent Integration 15
3.1 Weak Form of Equivalent Integration for Differential Equations 15
3.2 Weak Form of One-Dimensional Elasticity Problems 15
3.3 Finite Element Computation Based on Weak Form 17
3.3.1 Galerkin Method 17
3.3.2 Finite Element Computation 20
3.4 Global Assembly from One-Dimensional Elements 23
3.5 Treatments on Boundary Conditions 24
3.6 Exercises 28
Chapter 4 Elements and Shape Functions 29
4.1 One-Dimensional Lagrange Element 29
4.1.1 Linear Element with Two Nodes 29
4.1.2 Higher-Order Lagrange Element 29
4.1.3 Quadratic Lagrange Element 31
4.2 Two-Dimensional Triangle Element 32
4.2.1 Triangle with Three Nodes 32
4.2.2 Higher-Order Triangle Element 35
4.2.3 Quadratic Triangle Element 37
4.2.4 Cubic Triangle Element 37
4.3 Two-Dimensional Rectangle Element 37
4.3.1 Linear Rectangle Element with Four Nodes 37
4.3.2 Higher-Order Rectangle Element 39
4.3.3 Quadratic Rectangle Element 40
4.4 Three-Dimensional Tetrahedron Element 41
4.4.1 Linear Tetrahedron Element with Four Nodes 41
4.4.2 Higher-Order Tetrahedron Element 44
4.4.3 Quadratic Tetrahedron Element 44
4.4.4 Cubic Tetrahedron Element 44
4.5 Three-Dimensional Hexahedron Element 45
4.5.1 Hexahedron with Eight Nodes 45
4.5.2 Higher-Order Hexahedron Element 46
4.5.3 Quadratic Hexahedron Element 47
4.6 Exercises 48
Chapter 5 Isoparametric Element and Numerical Integration 50
5.1 Isoparametric Element 50
5.1.1 One-Dimensional Isoparametric Lagrange Element 50
5.1.2 Two-Dimensional Isoparametric Triangle Element 51
5.1.3 Two-Dimensional Isoparametric Rectangle Element 53
5.1.4 Three-Dimensional Isoparametric Tetrahedron Element 54
5.1.5 Three-Dimensional Isoparametric Hexahedron Element 56
5.1.6 Requirements of Isoparametric Element 58
5.2 Numerical Integration 59
5.2.1 One-Dimensional Integration for Lagrange Element 59
5.2.2 Two-Dimensional Integration for Triangle Element 62
5.2.3 Two-Dimensional Integration for Rectangle Element 63
5.2.4 Three-Dimensional Integration for Tetrahedron Element 64
5.2.5 Three-Dimensional Integration for Hexahedron Element 65
5.2.6 Required Order of Numerical Integration 66
5.3 Exercises 67
Chapter 6 Finite Element Computation Scheme of Elasticity Problems 68
6.1 Weak Form for General Elasticity Problems 68
6.2 Finite Element Method for Solving Elasticity Problems 71
6.3 Global Assembly from High-Dimensional Elements 72
6.4 Treatments on Boundary Conditions 78
6.5 Exercises 82
Chapter 7 Solutions of Linear Algebraic Equations 83
7.1 LU Decomposition Method 83
7.2 Exercises 87
Chapter 8 Error Estimation and Adaptive Analysis 88
8.1 Error Estimation of Finite Element Solutions 88
8.1.1 Error of Finite Element Solutions 88
8.1.2 Superconvergent Patch Recovery Method 88
8.2 Adaptive Finite Element Method 90
8.2.1 Categories of Adaptive Finite Element Method 90
8.2.2 h-Version Adaptive Finite Element Method 91
8.2.3 hp-Version Adaptive Finite Element Method 92
8.3 Exercises 94
Chapter 9 Programs of Finite Element Method 95
9.1 One-Dimensional Program of Beam Deformation 95
9.1.1 Main Program 96
9.1.2 Numerical Example 98
9.1.3 Interactive Interface 98
9.2 Two-Dimensional Program of Plane Strain Problem 108
9.2.1 Main Program 108
9.2.2 Numerical Example 112
9.2.3 Interactive Interface 114
9.3 Three-Dimensional Program of Solid Compression 124
9.3.1 Main Program 124
9.3.2 Numerical Example 128
9.3.3 Interactive Interface 131
9.4 Exercises 141
Appendix A. Keyword Index 143
Appendix B. Matrix Calculation 145
B.1 Definition 145
B.2 Matrix Addition or Subtraction 146
B.3 Transpose 146
B.4 Transpose of a Product 147
B.5 Inverse 147
B.6 Symmetric Matrices 148
B.7 Partitioning 148
Appendix C. Summary of Elements and Shape Functions 150
C.1 One-Dimensional Lagrange Element 150
C.2 Two-Dimensional Triangle Element 150
C.3 Two-Dimensional Rectangle Element 151
C.4 Three-Dimensional Tetrahedron Element 151
C.5 Three-Dimensional Hexahedron Element 152
Appendix D. Gaussian Integration Points and Weights 154
Appendix E. Exercise Solutions 158
References 174
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Chapter 1 Introduction of Finite Element Method
1.1 Development Process of Finite Element Method
Understanding the behaviour and mechanisms of nature is fundamental in scientific research. Owing to the limited capacity of the human mind, we fail to grasp the complexity of the world in its entirety. Thus, engineers, scientists, or even economists subdivide a system under investigation into individual components, or “elements”, the behaviour of which is easy to understand and reconstruct the original system from these components so that its behaviour can be naturally studied.
In many cases, we can use a limited number of well-defined components to get an effective model, and such problems are called “discrete”. In other cases, the subdivision continues indefinitely, and the problem can only be defined by the fictitious concept of infinitesimals (which are not rigorously defined in standard mathematical analysis). This leads to differential equations or equivalent statements, which contain an infinite number of elements. Such systems are correspondingly called “continuous”. With the development of digital computers, discrete problems can usually be solved easily, even with a large number of elements. Since the capacity of any computer is limited, continuous problems can only be solved accurately by mathematical manipulations. However, the mathematical techniques available for exact solutions are usually limited to oversimplified situations. In order to solve realistic continuous problems, various discretisation methods have been put forward. All these methods involve an approximation that, ideally, as the number of discrete variables increases, it approaches the limit of the true continuum solution.
Because most classical mathematical approximation methods and various direct approximation methods used in engineering belong to this category, it is difficult to determine the origin of the finite element method and the exact time of its invention. These approximate numerical methods definitely lay a crucial foundation for the generation of the finite element method, and promote the development of relevant numerical algorithms and numerical models in computational mechanics. The historical development of approximate numerical methods involved in the finite element method can also be obtained in some review papers. Figure 1.1 shows the evolution process, which leads to the concept of finite element analysis:
(1) Mathematicians and engineers have different views on the discretization of continuous problems. Since 1870, some mathematicians have developed general techniques that can be directly applied to differential equations, such as the trial functions (Ritz, 1909; Rayleigh, 1870), variational methods (Ritz, 1909; Rayleigh, 1870), weighted residuals (Biezeno and Koch, 1923; Galerkin, 1915; Gauss, 1795). Furthermore, using the trial function in each partition domain, the piecewise continuous trial functions were developed (Zienkiewicz and Cheung, 1964; Argyris and Kelsey, 1960; Prager and Synge, 1947; Courant, 1943).
(2) The differential equations can be approximately expressed by difference equations. In 1910, the classical difference method was established (Southwell, 1946; Liebman, 1918; Richardson, 1910). Then, based on the variational principle, the variational difference method was developed (Feng, 1965; Wilkins, 1969; Varga, 1962). It should be emphasised that, in China, K. Feng of the Chinese Academy of Sciences also proposed a discretisation numerical method based on the variational principle for solving elliptic partial differential equations in 1965. He is regarded as one of the pioneers in the basic theory of the finite element method: “Independently of parallel developments in the West, he (Feng) created a theory of the finite element method. He was instrumental in both the implementation of the method and the creation of its theoretical foundation using estimates in Sobolev spaces” (Lax, 1993).
(3) Some engineers and technicians directly used the method of analogy structure analysis to discretize the continuous domain, and the structural analog substitution was developed (Newmark, 1949; McHenry, 1943; Hrenikoff, 1941). Subsequently, the method of direct continuum elements was developed, and the representative research works are from Turner et al. (1956) and Clough (1960). Turner et al. proved that a more direct but equally intuitive replacement of properties could be made significantly and more effectively by considering that small portions or “elements” in a continuum behave in a simplified way. Clough used the term “finite element”, which was born based on the view of “direct analogy” in engineering, implying the direct use of a standard methodology applicable to discrete systems.

Basic Theory of Finite Element Method
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